Asic regulator. All of these regulators are independent statutory authorities without direct oversight by a government department. Both the RBA and APRA are managed by boards comprising ex officio and independent non-executive directors or governors appointed by the Treasurer, while ASIC and the ACCC are governed by executive.

Asic regulator

CMSF 2014 - Forum #5 APRA & ASIC Regulator Update

Asic regulator. All of these regulators are independent statutory authorities without direct oversight by a government department. Both the RBA and APRA are managed by boards comprising ex officio and independent non-executive directors or governors appointed by the Treasurer, while ASIC and the ACCC are governed by executive.

Asic regulator


See also How we operate. ASIC is Australia's integrated corporate, markets, financial services and consumer credit regulator. We are an independent Commonwealth Government body.

More about the laws we administer. Other regulators and organisations. Our surveillance coverage of regulated populations. We regulate Australian companies, financial markets, financial services organisations and professionals who deal and advise in investments, superannuation, insurance, deposit taking and credit.

As the consumer credit regulator , we license and regulate people and businesses engaging in consumer credit activities including banks, credit unions, finance companies, and mortgage and finance brokers. We ensure that licensees meet the standards — including their responsibilities to consumers — that are set out in the National Consumer Credit Protection Act As the markets regulator , we assess how effectively authorised financial markets are complying with their legal obligations to operate fair, orderly and transparent markets.

We also advise the Minister about authorising new markets. As the financial services regulator , we license and monitor financial services businesses to ensure that they operate efficiently, honestly and fairly. These businesses typically deal in superannuation, managed funds, shares and company securities, derivatives and insurance.

The laws we administer give us the facilitative, regulatory and enforcement powers necessary for us to perform our role. These include the power to:. We have powers to protect consumers against misleading or deceptive and unconscionable conduct affecting all financial products and services, including credit. Scam alert 5 December Companies and organisations Business names Professional registers Banned and disqualified View all registers Service alert: Pay now - business name renewals.

Change addresses Update details Download your company annual statement. Renew business name Add business partner Change business address. Update details Check account balance Submit financial reports. Update details Submit financial reports Download statements. Update details Submit statements. Appoint representatives Revoke representatives Update details. Register a short seller Register a submitting entity. Update licence details Appoint an auditor Submit reports.

Submit statements Submit reports Update details. Submit applications and notifications Submit enquiries Respond to notices.


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